Monday, February 04, 2013

Fourth Circuit -- Morgan Keegan & Company, Inc. v. Louise Silverman

FINRA arbitration terms do not attach when the deft merely provided counsel on the transaction -- they are not "customers."

Morgan Keegan & Company, Inc. v. Louise Silverman
Compiled by D.E. Frydrychowski, who is, not incidentally, not giving you legal advice.

Category tags above are sporadically maintained Do not rely. Do not rely. Do not rely.

Author's SSRN page here.